UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form
CURRENT REPORT
Pursuant to Section 13 or 15(d)
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company
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| Item 7.01 | Regulation FD Disclosures. |
On April 1, 2024, Gladstone Capital Corporation (the “Company”) announced that its Board of Directors has approved a 1-for-2 reverse stock split (the “Reverse Stock Split”) of the Company’s issued and outstanding common stock, par value $0.001 per share. The Company will file Articles of Amendment (the “Amendment”) with the State Department of Assessments and Taxation of Maryland pursuant to the Maryland General Corporation Law and the Reverse Stock Split will become effective at 4:00 p.m. Eastern Time on April 4, 2024. The Reverse Stock Split will be effective for purposes of trading as of the opening of business on the Nasdaq Global Select Market on April 5, 2024. The Company’s Series A Preferred Stock will not be subject to the Reverse Stock Split and will remain unchanged.
A copy of the press release announcing the Reverse Stock Split is furnished as Exhibit 99.1 and incorporated herein by reference.
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit |
Description | |
| 99.1 | Press Release issued by Gladstone Capital Corporation on April 1, 2024. | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Gladstone Capital Corporation | ||||||
| Date: April 1, 2024 | By: | /s/ Nicole Schaltenbrand | ||||
| Nicole Schaltenbrand | ||||||
| Chief Financial Officer & Treasurer | ||||||