CONSOLIDATED SCHEDULE OF INVESTMENTS - USD ($) $ in Thousands |
Dec. 31, 2023 |
Sep. 30, 2023 |
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
$ 759,634
|
|
$ 722,269
|
[1] |
Fair Value |
|
749,985
|
|
704,815
|
[1] |
Aerospace and Defense |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
105,806
|
|
97,836
|
|
Beverage, Food, and Tobacco |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
80,492
|
|
78,788
|
|
Diversified/Conglomerate Manufacturing |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
158,612
|
|
158,061
|
|
Diversified/Conglomerate Service |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
163,817
|
|
135,060
|
|
Healthcare, Education, and Childcare |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
159,410
|
|
146,438
|
|
Machinery |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
6,216
|
|
6,411
|
|
Oil and Gas |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
23,662
|
|
27,830
|
|
Automobile |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
27,793
|
|
27,571
|
|
Secured first lien debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
558,281
|
|
529,376
|
|
Fair Value |
|
546,602
|
|
510,701
|
|
Secured second lien debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
129,713
|
|
130,252
|
|
Fair Value |
|
126,571
|
|
127,854
|
|
Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
44,617
|
|
35,617
|
|
Fair Value |
|
29,722
|
|
26,855
|
|
Common Equity/ Equivalents |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
26,825
|
|
26,826
|
|
Fair Value |
|
47,067
|
|
39,381
|
|
Non-Control/Non-Affiliate investments |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
709,308
|
[2] |
671,397
|
[3] |
Fair Value |
|
708,506
|
[2] |
663,544
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
536,566
|
[2] |
507,116
|
[3] |
Fair Value |
|
529,003
|
[2] |
491,686
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt | Aerospace and Defense |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
79,560
|
[2] |
79,197
|
[3] |
Fair Value |
|
79,845
|
[2] |
78,720
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt | Beverage, Food, and Tobacco |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
67,983
|
[2] |
75,063
|
[3] |
Fair Value |
|
67,571
|
[2] |
72,868
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt | Buildings and Real Estate |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
2,275
|
[2] |
2,275
|
[3] |
Fair Value |
|
2,277
|
[2] |
2,150
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt | Diversified/Conglomerate Manufacturing |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
115,686
|
[2] |
117,832
|
[3] |
Fair Value |
|
114,490
|
[2] |
113,878
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt | Diversified/Conglomerate Service |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
134,673
|
[2] |
110,862
|
[3] |
Fair Value |
|
130,913
|
[2] |
104,293
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt | Healthcare, Education, and Childcare |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
122,841
|
[2] |
108,759
|
[3] |
Fair Value |
|
123,763
|
[2] |
108,185
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt | Machinery |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
6,023
|
[2] |
5,928
|
[3] |
Fair Value |
|
6,013
|
[2] |
5,724
|
[3] |
Non-Control/Non-Affiliate investments | Secured first lien debt | Telecommunications |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
7,200
|
[2] |
7,200
|
[3] |
Fair Value |
|
3,806
|
[2] |
5,868
|
[3] |
Non-Control/Non-Affiliate investments | Secured second lien debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[2] |
122,288
|
|
|
|
Fair Value |
[2] |
119,146
|
|
|
|
Non-Control/Non-Affiliate investments | Secured second lien debt | Diversified/Conglomerate Manufacturing |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
36,911
|
[2] |
36,868
|
[3] |
Fair Value |
|
35,604
|
[2] |
36,136
|
[3] |
Non-Control/Non-Affiliate investments | Secured second lien debt | Diversified/Conglomerate Service |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
16,628
|
[2] |
16,552
|
[3] |
Fair Value |
|
16,809
|
[2] |
16,465
|
[3] |
Non-Control/Non-Affiliate investments | Secured second lien debt | Oil and Gas |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[3] |
|
|
122,827
|
|
Fair Value |
[3] |
|
|
120,429
|
|
Non-Control/Non-Affiliate investments | Secured second lien debt | Automobile |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
16,136
|
[2] |
16,053
|
[3] |
Fair Value |
|
16,152
|
[2] |
15,675
|
[3] |
Non-Control/Non-Affiliate investments | Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
32,061
|
[2] |
23,061
|
[3] |
Fair Value |
|
24,589
|
[2] |
21,733
|
[3] |
Non-Control/Non-Affiliate investments | Preferred Equity | Beverage, Food, and Tobacco |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[2] |
7,075
|
|
|
|
Fair Value |
[2] |
7,148
|
|
|
|
Non-Control/Non-Affiliate investments | Preferred Equity | Diversified/Conglomerate Service |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
10,250
|
[2] |
8,250
|
[3] |
Fair Value |
|
11,524
|
[2] |
9,654
|
[3] |
Non-Control/Non-Affiliate investments | Preferred Equity | Oil and Gas |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
6,838
|
[2] |
6,838
|
[3] |
Fair Value |
|
3,015
|
[2] |
6,826
|
[3] |
Non-Control/Non-Affiliate investments | Common Equity/ Equivalents |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
18,195
|
[2] |
18,195
|
[3] |
Fair Value |
|
35,745
|
[2] |
29,672
|
[3] |
Non-Control/Non-Affiliate investments | Common Equity/ Equivalents | Aerospace and Defense |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
5,283
|
[2] |
5,283
|
[3] |
Fair Value |
|
25,961
|
[2] |
19,116
|
[3] |
Non-Control/Non-Affiliate investments | Common Equity/ Equivalents | Beverage, Food, and Tobacco |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
1,750
|
[2] |
1,750
|
[3] |
Fair Value |
|
2,863
|
[2] |
3,284
|
[3] |
Non-Control/Non-Affiliate investments | Common Equity/ Equivalents | Diversified/Conglomerate Manufacturing |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
5,000
|
[2] |
5,000
|
[3] |
Fair Value |
|
0
|
[2] |
0
|
[3] |
Non-Control/Non-Affiliate investments | Common Equity/ Equivalents | Healthcare, Education, and Childcare |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
2,786
|
[2] |
2,786
|
[3] |
Fair Value |
|
5,993
|
[2] |
6,002
|
[3] |
Non-Control/Non-Affiliate investments | Common Equity/ Equivalents | Oil and Gas |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
499
|
[2] |
499
|
[3] |
Fair Value |
|
146
|
[2] |
146
|
[3] |
Affiliate investments |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
16,746
|
[4] |
16,746
|
[5] |
Fair Value |
|
10,716
|
[4] |
10,421
|
[5] |
Affiliate investments | Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
9,806
|
[4] |
9,806
|
[5] |
Fair Value |
|
5,133
|
[4] |
5,122
|
[5] |
Control investments |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
33,580
|
[6] |
34,126
|
[7] |
Fair Value |
|
30,763
|
[6] |
30,850
|
[7] |
Control investments | Secured first lien debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[7] |
|
|
16,120
|
|
Fair Value |
[7] |
|
|
16,120
|
|
Control investments | Secured first lien debt | Personal and Non-Durable Consumer Products (Manufacturing Only) |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
11,268
|
[6] |
11,293
|
[7] |
Fair Value |
|
10,463
|
[6] |
11,293
|
[7] |
Control investments | Secured first lien debt | Printing and Publishing |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[6] |
15,575
|
|
|
|
Fair Value |
[6] |
14,770
|
|
|
|
Control investments | Common Equity/ Equivalents |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
7,830
|
[6] |
7,831
|
[7] |
Fair Value |
|
8,568
|
[6] |
7,305
|
[7] |
Investment, Identifier [Axis]: Leeds Novamark Capital I, L.P. – Limited Partnership Interest |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[8],[9],[10] |
0
|
|
|
|
Fair Value |
[8],[9],[10] |
$ 246
|
|
|
|
Units |
[8],[9],[10],[11],[12] |
3.50%
|
|
|
|
Investment, Identifier [Axis]: Antenna Research Associates, Inc. – Common Equity Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[8],[11],[12],[13] |
4,283
|
|
|
|
Cost |
[8],[13] |
$ 4,283
|
|
|
|
Fair Value |
[8],[13] |
$ 25,205
|
|
|
|
Investment, Identifier [Axis]: Engineering Manufacturing Technologies, LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[8],[11],[12],[13] |
6,000
|
|
|
|
Cost |
[8],[13] |
$ 3,000
|
|
|
|
Fair Value |
[8],[13] |
$ 0
|
|
|
|
Investment, Identifier [Axis]: Ohio Armor Holdings, LLC – Common Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[8],[11],[12],[13] |
100
|
|
|
|
Cost |
[8],[13] |
$ 1,000
|
|
|
|
Fair Value |
[8],[13] |
756
|
|
|
|
Investment, Identifier [Axis]: 8th Avenue Food & Provisions, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
3,683
|
[11],[12],[14] |
3,683
|
[15],[16],[17] |
Cost |
|
3,683
|
[14] |
3,683
|
[15] |
Fair Value |
|
2,910
|
[14] |
2,495
|
[15] |
Investment, Identifier [Axis]: ALS Education, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
0
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
0
|
[18] |
0
|
[19] |
Fair Value |
|
0
|
[18] |
0
|
[19] |
Investment, Identifier [Axis]: ALS Education, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
32,560
|
[11],[12],[18] |
18,700
|
[16],[17],[19] |
Cost |
|
32,560
|
[18] |
18,700
|
[19] |
Fair Value |
|
32,560
|
[18] |
$ 18,700
|
[19] |
Investment, Identifier [Axis]: Antenna Research Associates, Inc. – Common Equity Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[16],[17],[20],[21] |
|
|
4,283
|
|
Cost |
[20],[21] |
|
|
$ 4,283
|
|
Fair Value |
[20],[21] |
|
|
18,436
|
|
Investment, Identifier [Axis]: Antenna Research Associates, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
30,328
|
[11],[12],[13] |
30,048
|
[16],[17],[21] |
Cost |
|
30,328
|
[13] |
30,048
|
[21] |
Fair Value |
|
$ 30,328
|
[13] |
$ 30,048
|
[21] |
Investment, Identifier [Axis]: Arc Drilling Holdings LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
15,000
|
[8],[11],[12],[13] |
15,000
|
[16],[17],[20],[21] |
Cost |
|
$ 1,500
|
[8],[13] |
$ 1,500
|
[20],[21] |
Fair Value |
|
203
|
[8],[13] |
403
|
[20],[21] |
Investment, Identifier [Axis]: Arc Drilling Holdings LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
0
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
0
|
[18] |
0
|
[19] |
Fair Value |
|
0
|
[18] |
0
|
[19] |
Investment, Identifier [Axis]: Arc Drilling Holdings LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
5,928
|
|
Cost |
[19] |
|
|
5,928
|
|
Fair Value |
[19] |
|
|
5,724
|
|
Investment, Identifier [Axis]: Arc Drilling Holdings LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
6,023
|
|
|
|
Cost |
[18] |
6,023
|
|
|
|
Fair Value |
[18] |
6,013
|
|
|
|
Investment, Identifier [Axis]: Axios Industrial Group, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
11,324
|
[11],[12],[18] |
11,550
|
[16],[17],[19] |
Cost |
|
11,296
|
[18] |
11,519
|
[19] |
Fair Value |
|
11,025
|
[18] |
11,291
|
[19] |
Investment, Identifier [Axis]: B+T Group Acquisition, Inc. – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,200
|
[11],[12],[13],[22] |
1,200
|
[16],[17],[19],[23] |
Cost |
|
1,200
|
[13],[22] |
1,200
|
[19],[23] |
Fair Value |
|
634
|
[13],[22] |
978
|
[19],[23] |
Investment, Identifier [Axis]: B+T Group Acquisition, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
6,000
|
[11],[12],[13],[22] |
6,000
|
[16],[17],[19],[23] |
Cost |
|
6,000
|
[13],[22] |
6,000
|
[19],[23] |
Fair Value |
|
3,172
|
[13],[22] |
4,890
|
[19],[23] |
Investment, Identifier [Axis]: B+T Group Acquisition, Inc.(S) – Common Stock Warrant |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
0
|
[8],[13],[22] |
0
|
[20],[21],[23] |
Fair Value |
|
$ 0
|
[8],[13],[22] |
$ 0
|
[20],[21],[23] |
Units |
|
1.50%
|
[8],[11],[12],[13],[22] |
1.50%
|
[16],[17],[20],[21],[23] |
Investment, Identifier [Axis]: B+T Group Acquisition, Inc.(S) – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,130
|
[8],[11],[12],[13],[22] |
6,130
|
[16],[17],[20],[21],[23] |
Cost |
|
$ 2,024
|
[8],[13],[22] |
$ 2,024
|
[20],[21],[23] |
Fair Value |
|
0
|
[8],[13],[22] |
0
|
[20],[21],[23] |
Investment, Identifier [Axis]: CHA Holdings, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[15],[16],[17],[24] |
|
|
3,000
|
|
Cost |
[15],[24] |
|
|
2,974
|
|
Fair Value |
[15],[24] |
|
|
2,820
|
|
Investment, Identifier [Axis]: CHA Holdings, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[1],[11],[12],[14] |
3,000
|
|
|
|
Cost |
[1],[14] |
2,977
|
|
|
|
Fair Value |
[1],[14] |
2,820
|
|
|
|
Investment, Identifier [Axis]: Cafe Zupas – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
0
|
|
Cost |
[19] |
|
|
0
|
|
Fair Value |
[19] |
|
|
0
|
|
Investment, Identifier [Axis]: Café Zupas – Delayed Draw Term Loan |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,400
|
[11],[12],[18] |
7,970
|
[16],[17],[19] |
Cost |
|
1,400
|
[18] |
7,970
|
[19] |
Fair Value |
|
1,400
|
[18] |
7,850
|
[19] |
Investment, Identifier [Axis]: Café Zupas – Line of Credit, |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
0
|
|
|
|
Cost |
[18] |
0
|
|
|
|
Fair Value |
[18] |
0
|
|
|
|
Investment, Identifier [Axis]: Café Zupas – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
26,250
|
[11],[12],[18] |
23,460
|
[16],[17],[19] |
Cost |
|
26,250
|
[18] |
23,460
|
[19] |
Fair Value |
|
$ 26,250
|
[18] |
$ 23,108
|
[19] |
Investment, Identifier [Axis]: Canopy Safety Brands, LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
1,170,370
|
[8],[11],[12],[13] |
1,170,370
|
[16],[17],[20],[21] |
Cost |
|
$ 800
|
[8],[13] |
$ 800
|
[20],[21] |
Fair Value |
|
$ 2,754
|
[8],[13] |
$ 2,404
|
[20],[21] |
Investment, Identifier [Axis]: Canopy Safety Brands, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
500,000
|
[8],[11],[12],[13] |
500,000
|
[16],[17],[20],[21] |
Cost |
|
$ 500
|
[8],[13] |
$ 500
|
[20],[21] |
Fair Value |
|
923
|
[8],[13] |
857
|
[20],[21] |
Investment, Identifier [Axis]: DKI Ventures, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
350
|
[11],[12],[13],[25] |
205
|
[16],[17],[19],[26] |
Cost |
|
350
|
[13],[25] |
205
|
[19],[26] |
Fair Value |
|
190
|
[13],[25] |
113
|
[19],[26] |
Investment, Identifier [Axis]: DKI Ventures, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
5,915
|
[11],[12],[13],[25] |
5,915
|
[16],[17],[19],[26] |
Cost |
|
5,915
|
[13],[25] |
5,915
|
[19],[26] |
Fair Value |
|
$ 3,217
|
[13],[25] |
$ 3,253
|
[19],[26] |
Investment, Identifier [Axis]: Defiance Integrated Technologies, Inc. – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
33,321
|
[8],[11],[12],[13] |
33,321
|
[16],[17],[20],[21] |
Cost |
|
$ 580
|
[8],[13] |
$ 580
|
[20],[21] |
Fair Value |
|
3,805
|
[8],[13] |
3,948
|
[20],[21] |
Investment, Identifier [Axis]: Defiance Integrated Technologies, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[21] |
|
|
7,425
|
|
Cost |
[21] |
|
|
7,425
|
|
Fair Value |
[21] |
|
|
7,425
|
|
Investment, Identifier [Axis]: Defiance Integrated Technologies, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[13] |
7,425
|
|
|
|
Cost |
[13] |
7,425
|
|
|
|
Fair Value |
[13] |
7,425
|
|
|
|
Investment, Identifier [Axis]: ENET Holdings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
22,289
|
[11],[12],[18] |
22,289
|
[16],[17],[19] |
Cost |
|
22,289
|
[18] |
22,289
|
[19] |
Fair Value |
|
$ 21,867
|
[18] |
$ 21,397
|
[19] |
Investment, Identifier [Axis]: Edge Adhesives Holdings, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
5,466
|
[8],[11],[12],[13],[22] |
5,466
|
[16],[17],[20],[21],[23] |
Cost |
|
$ 5,466
|
[8],[13],[22] |
$ 5,466
|
[20],[21],[23] |
Fair Value |
|
0
|
[8],[13],[22] |
0
|
[20],[21],[23] |
Investment, Identifier [Axis]: Edge Adhesives Holdings, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[21],[23],[27] |
|
|
6,140
|
|
Cost |
[21],[23],[27] |
|
|
6,140
|
|
Fair Value |
[21],[23],[27] |
|
|
2,895
|
|
Investment, Identifier [Axis]: Eegee’s LLC – Delayed Draw Term Loan |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
3,026
|
[11],[12],[18] |
3,000
|
[16],[17],[19] |
Cost |
|
3,026
|
[18] |
3,000
|
[19] |
Fair Value |
|
3,026
|
[18] |
2,865
|
[19] |
Investment, Identifier [Axis]: Eegee’s LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,000
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
1,000
|
[18] |
0
|
[19] |
Fair Value |
|
1,000
|
[18] |
0
|
[19] |
Investment, Identifier [Axis]: Eegee’s LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
17,000
|
|
Cost |
[19] |
|
|
17,000
|
|
Fair Value |
[19] |
|
|
$ 16,235
|
|
Investment, Identifier [Axis]: Eegee’s LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
17,146
|
|
|
|
Cost |
[18] |
17,146
|
|
|
|
Fair Value |
[18] |
$ 17,145
|
|
|
|
Investment, Identifier [Axis]: Encore Dredging Holdings, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
3,840,000
|
[8],[11],[12],[13] |
3,840,000
|
[16],[17],[20],[21] |
Cost |
|
$ 3,840
|
[8],[13] |
$ 3,840
|
[20],[21] |
Fair Value |
|
4,210
|
[8],[13] |
$ 4,265
|
[20],[21] |
Investment, Identifier [Axis]: Encore Dredging Holdings, LLC – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[13],[22],[28] |
6,140
|
|
|
|
Cost |
[13],[22],[28] |
6,140
|
|
|
|
Fair Value |
[13],[22],[28] |
2,829
|
|
|
|
Investment, Identifier [Axis]: Engineering Manufacturing Technologies, LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[16],[17],[20],[21] |
|
|
6,000
|
|
Cost |
[20],[21] |
|
|
$ 3,000
|
|
Fair Value |
[20],[21] |
|
|
0
|
|
Investment, Identifier [Axis]: Engineering Manufacturing Technologies, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
0
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
0
|
[18] |
0
|
[19] |
Fair Value |
|
0
|
[18] |
0
|
[19] |
Investment, Identifier [Axis]: Engineering Manufacturing Technologies, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
21,630
|
[11],[12],[18] |
21,500
|
[16],[17],[19] |
Cost |
|
21,630
|
[18] |
21,500
|
[19] |
Fair Value |
|
$ 21,772
|
[18] |
$ 19,726
|
[19] |
Investment, Identifier [Axis]: FES Resources Holdings LLC – Common Equity Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,233
|
[8],[11],[12],[13] |
6,233
|
[16],[17],[20],[21] |
Cost |
|
$ 0
|
[8],[13] |
$ 0
|
[20],[21] |
Fair Value |
|
$ 0
|
[8],[13] |
$ 0
|
[20],[21] |
Investment, Identifier [Axis]: FES Resources Holdings LLC – Preferred Equity Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,350
|
[8],[11],[12],[13] |
6,350
|
[16],[17],[20],[21] |
Cost |
|
$ 6,350
|
[8],[13] |
$ 6,350
|
[20],[21] |
Fair Value |
|
791
|
[8],[13] |
4,508
|
[20],[21] |
Investment, Identifier [Axis]: FES Resources Holdings LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[13],[25] |
325
|
|
|
|
Cost |
[13],[25] |
325
|
|
|
|
Fair Value |
[13],[25] |
325
|
|
|
|
Investment, Identifier [Axis]: Fix-It Group, LLC – Delayed Draw Term Loan |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
6,911
|
[11],[12],[18] |
6,911
|
[16],[17],[19] |
Cost |
|
6,911
|
[18] |
6,911
|
[19] |
Fair Value |
|
6,911
|
[18] |
6,894
|
[19] |
Investment, Identifier [Axis]: Fix-It Group, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,900
|
[11],[12],[18] |
500
|
[16],[17],[19] |
Cost |
|
1,900
|
[18] |
500
|
[19] |
Fair Value |
|
1,900
|
[18] |
499
|
[19] |
Investment, Identifier [Axis]: Fix-It Group, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
12,200
|
[11],[12],[18] |
12,200
|
[16],[17],[19] |
Cost |
|
12,200
|
[18] |
12,200
|
[19] |
Fair Value |
|
12,318
|
[18] |
12,170
|
[19] |
Investment, Identifier [Axis]: Frontier Financial Group Inc. – Convertible Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
198
|
[11],[12],[13],[25] |
198
|
[16],[17],[21],[26] |
Cost |
|
198
|
[13],[25] |
198
|
[21],[26] |
Fair Value |
|
$ 23
|
[13],[25] |
$ 24
|
[21],[26] |
Investment, Identifier [Axis]: Frontier Financial Group Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
766
|
[8],[11],[12],[13] |
766
|
[16],[17],[20],[21] |
Cost |
|
$ 500
|
[8],[13] |
$ 500
|
[20],[21] |
Fair Value |
|
$ 0
|
[8],[13] |
$ 0
|
[20],[21] |
Investment, Identifier [Axis]: Frontier Financial Group Inc. – Preferred Stock Warrant |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
168
|
[8],[11],[12],[13] |
168
|
[16],[17],[20],[21] |
Cost |
|
$ 0
|
[8],[13] |
$ 0
|
[20],[21] |
Fair Value |
|
$ 0
|
[8],[13] |
$ 0
|
[20],[21] |
Investment, Identifier [Axis]: Funko Acquisition Holdings, LLC(S) – Common Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
4,239
|
[8],[11],[12],[22],[29] |
4,239
|
[16],[17],[20],[23],[30] |
Cost |
|
$ 22
|
[8],[22],[29] |
$ 22
|
[20],[23],[30] |
Fair Value |
|
22
|
[8],[22],[29] |
22
|
[20],[23],[30] |
Investment, Identifier [Axis]: GFRC 360, LLC – Common Stock Warrants |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
0
|
[8],[13] |
0
|
[20],[21] |
Fair Value |
|
$ 0
|
[8],[13] |
$ 0
|
[20],[21] |
Units |
|
45.00%
|
[8],[11],[12],[13] |
45.00%
|
[16],[17],[20],[21] |
Investment, Identifier [Axis]: GFRC 360, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
$ 1,275
|
[11],[12],[18] |
$ 1,275
|
[16],[17],[19] |
Cost |
|
1,275
|
[18] |
1,275
|
[19] |
Fair Value |
|
$ 1,276
|
[18] |
$ 1,205
|
[19] |
Investment, Identifier [Axis]: GFRC 360, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
1,000
|
[8],[11],[12],[13] |
1,000
|
[16],[17],[20],[21] |
Cost |
|
$ 1,025
|
[8],[13] |
$ 1,025
|
[20],[21] |
Fair Value |
|
0
|
[8],[13] |
253
|
[20],[21] |
Investment, Identifier [Axis]: GFRC 360, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,000
|
[11],[12],[18] |
1,000
|
[16],[17],[19] |
Cost |
|
1,000
|
[18] |
1,000
|
[19] |
Fair Value |
|
$ 1,001
|
[18] |
$ 945
|
[19] |
Investment, Identifier [Axis]: GSM MidCo LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
767
|
[8],[11],[12],[13] |
767
|
[16],[17],[20],[21] |
Cost |
|
$ 767
|
[8],[13] |
$ 767
|
[20],[21] |
Fair Value |
|
1,561
|
[8],[13] |
1,562
|
[20],[21] |
Investment, Identifier [Axis]: Giving Home Health Care, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
28,800
|
[11],[12],[18],[25] |
28,800
|
[16],[17],[19],[26] |
Cost |
|
28,800
|
[18],[25] |
28,800
|
[19],[26] |
Fair Value |
|
$ 27,495
|
[18],[25] |
$ 28,800
|
[19],[26] |
Investment, Identifier [Axis]: Giving Home Health Care, LLC – Warrant |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
10,667
|
[8],[11],[12],[13] |
10,667
|
[16],[17],[20],[21] |
Cost |
|
$ 19
|
[8],[13] |
$ 19
|
[20],[21] |
Fair Value |
|
3,563
|
[8],[13] |
2,794
|
[20],[21] |
Investment, Identifier [Axis]: Gray Matter Systems, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
13,714
|
[11],[12],[18],[25] |
13,645
|
[16],[17],[19],[26] |
Cost |
|
13,651
|
[18],[25] |
13,578
|
[19],[26] |
Fair Value |
|
13,989
|
[18],[25] |
13,645
|
[19],[26] |
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,727
|
[11],[12],[18] |
1,359
|
[16],[17],[19],[24] |
Cost |
|
1,727
|
[18] |
1,359
|
[19],[24] |
Fair Value |
|
$ 1,761
|
[18] |
$ 1,347
|
[19],[24] |
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
1,329,054
|
[8],[11],[12],[13] |
1,329,054
|
[16],[17],[20],[21] |
Cost |
|
$ 2,251
|
[8],[13] |
$ 2,251
|
[20],[21] |
Fair Value |
|
2,159
|
[8],[13] |
3,451
|
[20],[21] |
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
15,972
|
[11],[12],[18] |
16,013
|
[16],[17],[19],[24] |
Cost |
|
15,972
|
[18] |
16,013
|
[19],[24] |
Fair Value |
|
16,292
|
[18] |
15,872
|
[19],[24] |
Investment, Identifier [Axis]: HH-Inspire Acquisition, Inc. – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
3,217
|
[11],[12],[18] |
3,225
|
[16],[17],[19],[24] |
Cost |
|
3,217
|
[18] |
3,225
|
[19],[24] |
Fair Value |
|
$ 3,281
|
[18] |
$ 3,197
|
[19],[24] |
Investment, Identifier [Axis]: Imperative Holdings Corporation – Preferred Equity Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
972,569
|
[8],[11],[12],[13] |
972,569
|
[16],[17],[20],[21] |
Cost |
|
$ 488
|
[8],[13] |
$ 488
|
[20],[21] |
Fair Value |
|
2,224
|
[8],[13] |
2,318
|
[20],[21] |
Investment, Identifier [Axis]: Imperative Holdings Corporation – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
21,015
|
|
Cost |
[19] |
|
|
20,871
|
|
Fair Value |
[19] |
|
|
20,858
|
|
Investment, Identifier [Axis]: Imperative Holdings Corporation – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
20,265
|
|
|
|
Cost |
[18] |
20,130
|
|
|
|
Fair Value |
[18] |
20,176
|
|
|
|
Investment, Identifier [Axis]: Leadpoint Business Services, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
25,500
|
[11],[12],[18] |
13,500
|
[16],[17],[19] |
Cost |
|
25,500
|
[18] |
13,500
|
[19] |
Fair Value |
|
25,500
|
[18] |
13,399
|
[19] |
Investment, Identifier [Axis]: Leeds Novamark Capital I, L.P. – Limited Partnership Interest |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[20],[31],[32] |
|
|
0
|
|
Fair Value |
[20],[31],[32] |
|
|
$ 231
|
|
Units |
[16],[17],[20],[31],[32] |
|
|
3.50%
|
|
Investment, Identifier [Axis]: Lonestar EMS, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[21],[26] |
|
|
$ 3,927
|
|
Cost |
[21],[26] |
|
|
3,927
|
|
Fair Value |
[21],[26] |
|
|
3,927
|
|
Investment, Identifier [Axis]: Lonestar EMS, LLC – Common Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
6,750
|
[8],[13] |
6,750
|
[20],[21] |
Fair Value |
|
$ 1,131
|
[8],[13] |
$ 0
|
[20],[21] |
Units |
|
100.00%
|
[8],[11],[12],[13] |
100.00%
|
[16],[17],[20],[21] |
Investment, Identifier [Axis]: Lonestar EMS, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[13],[25] |
$ 4,007
|
|
|
|
Cost |
[13],[25] |
4,007
|
|
|
|
Fair Value |
[13],[25] |
$ 4,007
|
|
|
|
Investment, Identifier [Axis]: MCG Energy Solutions, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
7,000,000
|
[11],[12],[13] |
7,000,000
|
[16],[17],[20],[21] |
Cost |
|
$ 7,000
|
[13] |
$ 7,000
|
[20],[21] |
Fair Value |
|
8,904
|
[13] |
8,904
|
[20],[21] |
Investment, Identifier [Axis]: MCG Energy Solutions, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
20,180
|
[11],[12],[18] |
20,146
|
[16],[17],[19] |
Cost |
|
20,144
|
[18] |
20,107
|
[19] |
Fair Value |
|
$ 19,770
|
[18] |
$ 17,628
|
[19] |
Investment, Identifier [Axis]: NeoGraf Solutions LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
2,000,000
|
[8],[11],[12],[13] |
2,000,000
|
[16],[17],[20],[21] |
Cost |
|
$ 2,000
|
[8],[13] |
$ 2,000
|
[20],[21] |
Fair Value |
|
0
|
[8],[13] |
0
|
[20],[21] |
Investment, Identifier [Axis]: NeoGraf Solutions LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
0
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
0
|
[18] |
0
|
[19] |
Fair Value |
|
0
|
[18] |
0
|
[19] |
Investment, Identifier [Axis]: NeoGraf Solutions LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
27,245
|
[11],[12],[18] |
27,154
|
[16],[17],[19] |
Cost |
|
27,245
|
[18] |
27,154
|
[19] |
Fair Value |
|
$ 25,074
|
[18] |
$ 26,000
|
[19] |
Investment, Identifier [Axis]: OCI, LLC – Common Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
306
|
[8],[11],[12],[13] |
306
|
[16],[17],[20],[21] |
Cost |
|
$ 0
|
[8],[13] |
$ 0
|
[20],[21] |
Fair Value |
|
0
|
[8],[13] |
0
|
[20],[21] |
Investment, Identifier [Axis]: OCI, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
18,500
|
|
|
|
Cost |
[18] |
18,500
|
|
|
|
Fair Value |
[18] |
18,870
|
|
|
|
Investment, Identifier [Axis]: OCI, LLC – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
20,000
|
|
Cost |
[19] |
|
|
20,000
|
|
Fair Value |
[19] |
|
|
19,800
|
|
Investment, Identifier [Axis]: OCI, LLC – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
2,048
|
[11],[12],[18],[25] |
2,012
|
[16],[17],[19],[26] |
Cost |
|
2,048
|
[18],[25] |
2,012
|
[19],[26] |
Fair Value |
|
2,048
|
[18],[25] |
$ 1,992
|
[19],[26] |
Investment, Identifier [Axis]: Ohio Armor Holdings, LLC – Common Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[16],[17],[20],[21] |
|
|
100
|
|
Cost |
[20],[21] |
|
|
$ 1,000
|
|
Fair Value |
[20],[21] |
|
|
680
|
|
Investment, Identifier [Axis]: Ohio Armor Holdings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
17,444
|
[11],[12],[18] |
17,738
|
[16],[17],[19] |
Cost |
|
17,444
|
[18] |
17,738
|
[19] |
Fair Value |
|
17,443
|
[18] |
$ 17,294
|
[19] |
Investment, Identifier [Axis]: PIC 360, LLC – Common Equity Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[16],[17],[20],[21] |
|
|
750
|
|
Cost |
[20],[21] |
|
|
$ 1
|
|
Fair Value |
[20],[21] |
|
|
284
|
|
Investment, Identifier [Axis]: Pansophic Learning, Ltd. – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
28,000
|
[11],[12],[18],[33] |
28,000
|
[16],[17],[19],[24] |
Cost |
|
27,970
|
[18],[33] |
27,968
|
[19],[24] |
Fair Value |
|
27,922
|
[18],[33] |
27,965
|
[19],[24] |
Investment, Identifier [Axis]: Pansophic Learning, Ltd. – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
5,000
|
[11],[12],[18],[33] |
5,000
|
[16],[17],[19],[24] |
Cost |
|
4,995
|
[18],[33] |
4,994
|
[19],[24] |
Fair Value |
|
$ 4,986
|
[18],[33] |
4,994
|
[19],[24] |
Investment, Identifier [Axis]: Quality Environmental Midco, Inc. – Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[8],[11],[12],[13] |
2,000,000
|
|
|
|
Cost |
[8],[13] |
$ 2,000
|
|
|
|
Fair Value |
[8],[13] |
2,000
|
|
|
|
Investment, Identifier [Axis]: Quality Environmental Midco, Inc. – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18],[25] |
0
|
|
|
|
Cost |
[18],[25] |
0
|
|
|
|
Fair Value |
[18],[25] |
0
|
|
|
|
Investment, Identifier [Axis]: Quality Environmental Midco, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18],[25] |
9,000
|
|
|
|
Cost |
[18],[25] |
9,000
|
|
|
|
Fair Value |
[18],[25] |
9,000
|
|
|
|
Investment, Identifier [Axis]: Salt & Straw, LLC – Common Warrant |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
0
|
[8],[13] |
0
|
[20],[21] |
Fair Value |
|
$ 0
|
[8],[13] |
$ 31
|
[20],[21] |
Units |
|
0.40%
|
[8],[11],[12],[13] |
0.40%
|
[16],[17],[20],[21] |
Investment, Identifier [Axis]: Salt & Straw, LLC – Delayed Draw Term Loan |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
$ 10,850
|
[11],[12],[18] |
$ 10,200
|
[16],[17],[19] |
Cost |
|
10,661
|
[18] |
10,133
|
[19] |
Fair Value |
|
10,250
|
[18] |
9,715
|
[19] |
Investment, Identifier [Axis]: Salt & Straw, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
0
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
0
|
[18] |
0
|
[19] |
Fair Value |
|
$ 0
|
[18] |
$ 0
|
[19] |
Investment, Identifier [Axis]: Salt & Straw, LLC – Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[8],[11],[12],[13] |
7,000,000
|
|
|
|
Cost |
[8],[13] |
$ 7,000
|
|
|
|
Fair Value |
[8],[13] |
$ 7,000
|
|
|
|
Investment, Identifier [Axis]: Salvo Technologies, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
2,500
|
[8],[11],[12],[13] |
2,500
|
[16],[17],[20],[21] |
Cost |
|
$ 2,500
|
[8],[13] |
$ 2,500
|
[20],[21] |
Fair Value |
|
551
|
[8],[13] |
1,225
|
[20],[21] |
Investment, Identifier [Axis]: Salvo Technologies, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
11,738
|
[11],[12],[18] |
11,768
|
[16],[17],[19] |
Cost |
|
11,738
|
[18] |
11,768
|
[19] |
Fair Value |
|
$ 11,648
|
[18] |
$ 10,900
|
[19] |
Investment, Identifier [Axis]: Sea Link International IRB, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
98,039
|
[8],[11],[12],[13] |
98,039
|
[16],[17],[20],[21] |
Cost |
|
$ 98
|
[8],[13] |
$ 98
|
[20],[21] |
Fair Value |
|
192
|
[8],[13] |
183
|
[20],[21] |
Investment, Identifier [Axis]: Sea Link International IRB, Inc. – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
12,144
|
[11],[12],[18],[25] |
12,083
|
[16],[17],[19],[26] |
Cost |
|
12,118
|
[18],[25] |
12,053
|
[19],[26] |
Fair Value |
|
12,134
|
[18],[25] |
11,675
|
[19],[26] |
Investment, Identifier [Axis]: Sea Link International IRB, Inc. – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
4,018
|
[11],[12],[18],[25] |
4,000
|
[16],[17],[19],[26] |
Cost |
|
4,018
|
[18],[25] |
4,000
|
[19],[26] |
Fair Value |
|
$ 4,018
|
[18],[25] |
$ 4,000
|
[19],[26] |
Investment, Identifier [Axis]: Sea Link International IRB, Inc.– Common Equity Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
823,333
|
[8],[11],[12],[13] |
823,333
|
[16],[17],[20],[21] |
Cost |
|
$ 823
|
[8],[13] |
$ 823
|
[20],[21] |
Fair Value |
|
$ 219
|
[8],[13] |
$ 340
|
[20],[21] |
Investment, Identifier [Axis]: Sokol & Company Holdings, LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
1,500,000
|
[8],[11],[12],[13] |
1,500,000
|
[16],[17],[20],[21] |
Cost |
|
$ 1,500
|
[8],[13] |
$ 1,500
|
[20],[21] |
Fair Value |
|
1,615
|
[8],[13] |
1,612
|
[20],[21] |
Investment, Identifier [Axis]: Sokol & Company Holdings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
8,500
|
|
|
|
Cost |
[18] |
8,500
|
|
|
|
Fair Value |
[18] |
8,500
|
|
|
|
Investment, Identifier [Axis]: Sokol & Company Holdings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
13,500
|
|
Cost |
[19] |
|
|
13,500
|
|
Fair Value |
[19] |
|
|
13,095
|
|
Investment, Identifier [Axis]: SpaceCo Holdings, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
2,000
|
[11],[12],[18],[33] |
1,450
|
[16],[17],[19],[24] |
Cost |
|
2,000
|
[18],[33] |
1,450
|
[19],[24] |
Fair Value |
|
2,000
|
[18],[33] |
1,434
|
[19],[24] |
Investment, Identifier [Axis]: SpaceCo Holdings, LLC – Term Deb |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18],[33] |
30,078
|
|
|
|
Cost |
[18],[33] |
29,788
|
|
|
|
Fair Value |
[18],[33] |
30,074
|
|
|
|
Investment, Identifier [Axis]: SpaceCo Holdings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19],[24] |
|
|
30,284
|
|
Cost |
[19],[24] |
|
|
29,961
|
|
Fair Value |
[19],[24] |
|
|
29,944
|
|
Investment, Identifier [Axis]: Springfield, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
30,000
|
[11],[12],[18] |
30,000
|
[16],[17],[19] |
Cost |
|
30,000
|
[18] |
30,000
|
[19] |
Fair Value |
|
$ 29,334
|
[18] |
$ 29,850
|
[19] |
Investment, Identifier [Axis]: TNCP Intermediate HoldCo, LLC – Common Equity Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
790,000
|
[8],[11],[12],[13] |
790,000
|
[16],[17],[20],[21] |
Cost |
|
$ 500
|
[8],[13] |
$ 500
|
[20],[21] |
Fair Value |
|
3,632
|
[8],[13] |
3,073
|
[20],[21] |
Investment, Identifier [Axis]: TNCP Intermediate HoldCo, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
300
|
[11],[12],[13],[25] |
900
|
[16],[17],[21],[26] |
Cost |
|
300
|
[13],[25] |
900
|
[21],[26] |
Fair Value |
|
300
|
[13],[25] |
900
|
[21],[26] |
Investment, Identifier [Axis]: Tailwind Smith Cooper Intermediate Corporation – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
5,000
|
[11],[12],[14],[33] |
5,000
|
[15],[16],[17],[24] |
Cost |
|
4,863
|
[14],[33] |
4,856
|
[15],[24] |
Fair Value |
|
$ 4,222
|
[14],[33] |
$ 4,294
|
[15],[24] |
Investment, Identifier [Axis]: Technical Resource Management, LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
2,000,000
|
[8],[11],[12],[13] |
2,000,000
|
[16],[17],[20],[21] |
Cost |
|
$ 2,000
|
[8],[13] |
$ 2,000
|
[20],[21] |
Fair Value |
|
623
|
[8],[13] |
1,415
|
[20],[21] |
Investment, Identifier [Axis]: Technical Resource Management, LLC – Delayed Draw Term Loan |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
0
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
0
|
[18] |
0
|
[19] |
Fair Value |
|
0
|
[18] |
0
|
[19] |
Investment, Identifier [Axis]: Technical Resource Management, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
2,000
|
[11],[12],[18] |
2,000
|
[16],[17],[19] |
Cost |
|
2,000
|
[18] |
2,000
|
[19] |
Fair Value |
|
2,051
|
[18] |
1,970
|
[19] |
Investment, Identifier [Axis]: Technical Resource Management, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
23,000
|
[11],[12],[18] |
23,000
|
[16],[17],[19] |
Cost |
|
23,000
|
[18] |
23,000
|
[19] |
Fair Value |
|
$ 23,586
|
[18] |
$ 22,655
|
[19] |
Investment, Identifier [Axis]: Total Safety Holdings, LLC – Common Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
435
|
[8],[11],[12],[13] |
435
|
[16],[17],[20],[21] |
Cost |
|
$ 499
|
[8],[13] |
$ 499
|
[20],[21] |
Fair Value |
|
$ 146
|
[8],[13] |
$ 146
|
[20],[21] |
Investment, Identifier [Axis]: Triple H Food Processors, LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
250,000
|
[8],[11],[12],[13] |
250,000
|
[16],[17],[20],[21] |
Cost |
|
$ 250
|
[8],[13] |
$ 250
|
[20],[21] |
Fair Value |
|
$ 1,248
|
[8],[13] |
$ 1,641
|
[20],[21] |
Investment, Identifier [Axis]: Triple H Food Processors, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
75
|
[8],[11],[12],[13] |
75
|
[16],[17],[20],[21] |
Cost |
|
$ 75
|
[8],[13] |
$ 75
|
[20],[21] |
Fair Value |
|
148
|
[8],[13] |
141
|
[20],[21] |
Investment, Identifier [Axis]: Trowbridge Chicago, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
0
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
0
|
[18] |
0
|
[19] |
Fair Value |
|
$ 0
|
[18] |
$ 0
|
[19] |
Investment, Identifier [Axis]: Trowbridge Chicago, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
242,105
|
[8],[11],[12],[13] |
242,105
|
[16],[17],[20],[21] |
Cost |
|
$ 750
|
[8],[13] |
$ 750
|
[20],[21] |
Fair Value |
|
620
|
[8],[13] |
750
|
[20],[21] |
Investment, Identifier [Axis]: Trowbridge Chicago, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
5,750
|
|
Cost |
[19] |
|
|
5,750
|
|
Fair Value |
[19] |
|
|
5,664
|
|
Investment, Identifier [Axis]: Trowbridge Chicago, LLC – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
5,750
|
|
|
|
Cost |
[18] |
5,750
|
|
|
|
Fair Value |
[18] |
5,707
|
|
|
|
Investment, Identifier [Axis]: Trowbridge Chicago, LLC – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
1,650
|
|
|
|
Cost |
[18] |
1,650
|
|
|
|
Fair Value |
[18] |
1,669
|
|
|
|
Investment, Identifier [Axis]: Turn Key Health Clinics, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
400
|
[11],[12],[18] |
500
|
[16],[17],[19] |
Cost |
|
400
|
[18] |
500
|
[19] |
Fair Value |
|
397
|
[18] |
499
|
[19] |
Investment, Identifier [Axis]: Turn Key Health Clinics, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
11,000
|
[11],[12],[18] |
11,000
|
[16],[17],[19] |
Cost |
|
11,000
|
[18] |
11,000
|
[19] |
Fair Value |
|
10,927
|
[18] |
10,986
|
[19] |
Investment, Identifier [Axis]: Unirac Holdings, Inc. – Delayed Draw Term Loan |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,103
|
[11],[12],[18] |
1,108
|
[16],[17],[19] |
Cost |
|
1,103
|
[18] |
1,108
|
[19] |
Fair Value |
|
1,114
|
[18] |
1,111
|
[19] |
Investment, Identifier [Axis]: Unirac Holdings, Inc. – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
422
|
[11],[12],[18] |
978
|
[16],[17],[19] |
Cost |
|
422
|
[18] |
978
|
[19] |
Fair Value |
|
426
|
[18] |
980
|
[19] |
Investment, Identifier [Axis]: Unirac Holdings, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
14,888
|
|
Cost |
[19] |
|
|
14,577
|
|
Fair Value |
[19] |
|
|
14,925
|
|
Investment, Identifier [Axis]: Unirac Holdings, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
14,813
|
|
|
|
Cost |
[18] |
14,519
|
|
|
|
Fair Value |
[18] |
14,961
|
|
|
|
Investment, Identifier [Axis]: Viva Railings, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
0
|
[11],[12],[18] |
0
|
[16],[17],[19] |
Cost |
|
0
|
[18] |
0
|
[19] |
Fair Value |
|
0
|
[18] |
0
|
[19] |
Investment, Identifier [Axis]: Viva Railings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
20,747
|
|
Cost |
[19] |
|
|
20,747
|
|
Fair Value |
[19] |
|
|
20,436
|
|
Investment, Identifier [Axis]: Viva Railings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
20,529
|
|
|
|
Cost |
[18] |
20,529
|
|
|
|
Fair Value |
[18] |
$ 20,625
|
|
|
|
Investment, Identifier [Axis]: WB Xcel Holdings, LLC - Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[8],[11],[12],[13] |
333
|
|
|
|
Cost |
[8],[13] |
$ 2,750
|
|
|
|
Fair Value |
[8],[13] |
0
|
|
|
|
Investment, Identifier [Axis]: WB Xcel Holdings, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,468
|
[11],[12],[13] |
1,468
|
[16],[17],[21] |
Cost |
|
1,468
|
[13] |
1,468
|
[21] |
Fair Value |
|
1,363
|
[13] |
$ 1,468
|
[21] |
Investment, Identifier [Axis]: WB Xcel Holdings, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[16],[17],[20],[21] |
|
|
333
|
|
Cost |
[20],[21] |
|
|
$ 2,750
|
|
Fair Value |
[20],[21] |
|
|
0
|
|
Investment, Identifier [Axis]: WB Xcel Holdings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[21] |
|
|
9,825
|
|
Cost |
[21] |
|
|
9,825
|
|
Fair Value |
[21] |
|
|
$ 9,825
|
|
Investment, Identifier [Axis]: WB Xcel Holdings, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[13] |
9,800
|
|
|
|
Cost |
[13] |
9,800
|
|
|
|
Fair Value |
[13] |
$ 9,100
|
|
|
|
Investment, Identifier [Axis]: WorkforceQA, LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
532
|
[8],[11],[12],[13] |
532
|
[16],[17],[20],[21] |
Cost |
|
$ 532
|
[8],[13] |
$ 532
|
[20],[21] |
Fair Value |
|
338
|
[8],[13] |
359
|
[20],[21] |
Investment, Identifier [Axis]: WorkforceQA, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[16],[17],[19] |
|
|
400
|
|
Cost |
[19] |
|
|
400
|
|
Fair Value |
[19] |
|
|
400
|
|
Investment, Identifier [Axis]: WorkforceQA, LLC – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
10,000
|
[11],[12],[18],[34] |
10,000
|
[16],[17],[19],[35] |
Cost |
|
9,972
|
[18],[34] |
9,971
|
[19],[35] |
Fair Value |
|
10,036
|
[18],[34] |
9,987
|
[19],[35] |
Investment, Identifier [Axis]: WorkforceQA, LLC – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
1,600
|
[11],[12],[18],[34] |
1,600
|
[16],[17],[19],[35] |
Cost |
|
1,596
|
[18],[34] |
1,595
|
[19],[35] |
Fair Value |
|
1,606
|
[18],[34] |
$ 1,598
|
[19],[35] |
Investment, Identifier [Axis]: WorkforceQA, LLC– Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[11],[12],[18] |
200
|
|
|
|
Cost |
[18] |
200
|
|
|
|
Fair Value |
[18] |
$ 197
|
|
|
|
|
|