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Filing Type:
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10-K
10-K/A
10-Q
144
144/A
25
25-NSE
3
3/A
305B2
4
4/A
40-17F2
40-17G
40-6C
40-6C/A
40-APP
40-APP/A
424B2
424B3
424B5
497
497AD
8-A12B
8-A12B/A
8-A12G
8-K
8-K/A
APP NTC
APP ORDR
ARS
CERT
CERTNAS
CORRESP
DEF 14A
DEFA14A
EFFECT
FWP
N-14 8C
N-2
N-2/A
N-23C-2
N-2MEF
N-54A
POS 8C
POS EX
PRE 14A
RW
S-8
S-8 POS
SC 13G
SC 13G/A
SC TO-I
SC TO-I/A
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2001
Date
Form
Description
PDF
XBRL
Pages
11/28/17
4
Statement of changes in beneficial ownership of securities
2
11/22/17
40-17G
Fidelity bond filed pursuant to Rule 17g1(g)(1) of the Investment Company Act of 1940
87
11/20/17
10-K
Annual report pursuant to Section 13 and 15(d)
Documents
EX-12
EX-21
EX-31.1
EX-31.2
EX-32.1
EX-32.2
EX-99.1
EX-99.2
EX-99.3
182
11/20/17
8-K
Current report filing
Documents
EX-99.1
6
10/10/17
8-K
Current report filing
Documents
EX-99.1
5
10/10/17
SC 13G
Schedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutions
4
10/02/17
8-K/A
Current report filing
3
09/29/17
8-K
Current report filing
3
09/28/17
25-NSE
Notification filed by national security exchange to report the removal from listing and registration of matured, redeemed or retired securities
Documents
EX-99.25
2
09/27/17
CERTNAS
Certification by the NASDAQ Stock Exchange approving securities for listing
1
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